Abstract
Background
Brain development underlies maturation of sleep patterns throughout childhood. Intrauterine head growth—marker of early neurodevelopment—has not been associated with childhood sleep characteristics. We explored associations between ultrasonographic measures of prenatal and early postnatal neurodevelopment and childhood sleep.
Methods
A total of 6,808 children from a population-based birth cohort (Generation R) were included. Head circumference (HC) and lateral ventricles size were assessed with mid- and late-pregnancy fetal ultrasounds, and with cranial ultrasound 3–20 weeks postnatally. Mothers reported children’s sleep duration at 2 and 3 years, and sleep problems at 1.5, 3, and 6 years.
Results
Larger ventricular size, but not HC, was related to longer sleep duration at 3 years (β=0.06 h, 95% confidence interval (CI): 0.02; 0.10 in late-pregnancy and β=0.11 h, 95% CI: 0.02; 0.20 in early infancy, mid-pregnancy parameters were unrelated to sleep duration). Larger HC in mid-pregnancy was associated with a reduced risk for being a “problematic sleeper” up to the age of 6 years (odds ratio (OR): 0.94, 95% CI: 0.89; 0.99). Consistently, children with larger HC in early infancy were less likely to be “problematic sleepers” at 3 and 6 years.
Conclusions
This study shows that variations in fetal and neonatal brain size may underlie behavioral expression of sleep in childhood. Albeit small effect estimates, these associations provide evidence for neurodevelopmental origins of sleep.
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Main
Newborns of different species undergo developmental maturation of sleep patterns (1). The maturation of sleep patterns is considered to be an important developmental milestone for the human infant, e.g., decrease in total sleep duration and napping (2). As brain development is intrinsically related to the sleep–wake process, it may underlie variations in sleep patterns observed throughout childhood. A full understanding of how markers of early neurodevelopment are related to childhood sleep patterns is lacking.
The second and third trimester of intrauterine life, as well as early infancy form a vulnerable period for the development of the brain (3). Rapid maturational changes of sleep expression go alongside neurodevelopment of the fetus (4) and the infant (5), thus impaired brain development during this period could later affect sleep patterns and problems. Several prenatal exposure studies lend support for this hypothesis. Prenatal tobacco (6) and alcohol (7) exposure is related to disturbed neonatal sleep, and maternal mood disturbances during pregnancy are related to disturbed sleep patterns in toddlerhood (8). Birth outcomes have also been tested as determinants of childhood sleep patterns (6). Children born preterm or small for gestational age have disturbed sleep patterns in infancy (9) and childhood (6). However, these birth parameters are relatively crude measures of intrauterine growth and provide little or no information on fetal brain development. Intrauterine head growth is a reliable indicator of early neurodevelopment reflecting both genetic and environmental effects, but it has not been related to childhood sleep.
Previous studies on the current sample (10, 11) and other samples (12, 13) show that measures of early brain development assessed with the fetal and neonatal cranial ultrasound are predictive of later neurodevelopmental outcomes. Prenatal head circumference is a reliable proxy for the brain volume growth of the fetus (14) associated with later cognitive functioning (15). The size of the ventricular system is another marker of early brain development (10, 13, 14), providing information on the growth of the cerebral hemispheres both prenatally and in neonates.
This study explores the associations of prenatal and neonatal ultrasonographic measures of brain growth with childhood sleep patterns in a large sample from the general population. We hypothesized that a more advanced brain maturation, indicated by larger head circumference and larger lateral ventricles within the normal range, is associated with longer sleep duration and less sleep problems up to 6 years of age. As adversities in early neurodevelopment are associated with childhood behavioral problems (16), which in turn are often comorbid with sleep problems (17), we also tested whether the associations are independent of behavioral problems.
Methods
Study Population
We conducted our study within the ongoing Generation R Study, which follows children born between April 2002 and January 2006 in Rotterdam, the Netherlands. The study has previously been described in detail (18). The Medical Ethics Committee of Erasmus Medical Centre approved the study, and written informed consent was obtained from all parents.
Prenatal ultrasounds were performed in 8.209 women in mid-pregnancy and in 8.270 women in late pregnancy. Neonatal head circumference up to 2 months of age was assessed in 5,558 children. Additional detailed ultrasound measurements were obtained in a random subsample of Dutch children (n=776). (11) Sleep patterns were assessed in 6,808 (n=723 with postnatal cranial ultrasound) of these children (72% follow-up, more details in Supplementary Figure S1 online) after excluding twins (n=132) and those children that were lost to follow-up (n=425). We used all available information, and thus the sample size differs per analyses. The children assessed at different time points did not differ with respect to brain size, sleep indices or other sociodemographic characteristics (Supplementary Table S1).
Determinants
Fetal ultrasound
Fetal ultrasound measurements were carried out in early, mid- and late pregnancy using the Aloka model SSD-1700 (Tokyo, Japan) or the ATL-Philips Model HDI 5000 (Seattle, WA), with standardized ultrasound procedures. Gestational age was established using data from the first fetal ultrasound examination (19). As the size of the ventricles can be reliably measured only from the beginning of the second trimester, only mid-pregnancy (average gestational age 21 (18–24) weeks) and late pregnancy (average gestational age 30 (25–39) weeks) measures were used. The atrial width of the lateral ventricles was measured as the widest diameter of the atrium of one of the lateral ventricles in an axial plane (10). Based on the reference growth curves from the whole study population, gestational age-adjusted standard deviation (SD) head circumference scores were constructed, which represent the equivalent of z-scores. (19) The intra- and interobserver reliability of fetal biometry measurements in early pregnancy were excellent (intraclass correlation coefficient >0.99).
Postnatal head circumference
Infant head circumference was measured at Community Health Centers (4.5±0.9 postnatal weeks) using standard procedures. Values were expressed as age- and gender-adjusted SD scores using Dutch reference growth curves (20). During the research center visit for the infant cranial ultrasound (6.9±1.9 postnatal weeks) we measured the fronto-occipital head circumference (cm) at its maximum diameter through the glabella and occiput to the nearest 0.1 cm, using a flexible measuring tape (10).
Infant cranial ultrasound
Postnatal cranial ultrasounds were performed at 6.9±1.9 postnatal weeks using a commercially available multifrequency electronic transducer (3.7–9.3 MHz) with a scan angle of 146° (Voluson 730 Expert; GE Healthcare, Waukesha, WI). The infants were placed in a supine position, using a probe on the anterior fontanel and a volume box at the level of foramen Monro in a symmetrical coronal section. The obtained data were analyzed with MNI Display software (Montreal Neurological Institute, McGill University, Quebec, Canada). Four raters manually traced left and right lateral ventricles using a mouse-driven cursor, after intensive training with an experienced ultrasonographer, as previously described in detail (10). Intraobserver intraclass correlation coefficients were all above 0.99, and interobserver intraclass correlation coefficients were above 0.95.
Outcomes
Sleep duration
The usual bedtimes, wake times, and the amount of daytime sleep (categories ranging between <30 min and >2.5 h) were reported by the parents when children were 2 and 3 years old. Sleep duration was calculated as hours of sleep per 24 h by adding nighttime and daytime sleep. At 3 years of age, separate reports for weekdays and weekends were available, and a weighted average sleep duration was computed ((5 × weekday+2 × weekend)/7).
Sleep problems
At 1.5, 3, and 6 years, the parents answered five items measuring dyssomnia symptoms (Doesn’t want to sleep alone; Has trouble getting to sleep; Resists going to bed at night; Sleeps less than most kids during day and/or night; Wakes up often at night) from the Child Behavior Checklist (1.5–5) on a three-point Likert scale (0—not true, 1—somewhat or sometimes true, or 2—very or often true). (21) In line with a previous study, (22) we did not include the Child Behavior Checklist parasomnia items in the scores, as parasomnias might have a different neurodevelopmental origins. Sleep problems sum scores (range 0–10) were computed by summing the dyssomnia items. As the sleep problems scores at each time point were strongly right skewed, we categorized children in the highest quartiles as “problematic sleepers” and studied the remainder as the reference group. Because of the developmental changes in sleep patterns up to 6 years, the cutoff point of the highest quartile of sleep problems varies with age (e.g., >2.5 points at age 1.5 years, and >2 points at 3 and 6 years).
Covariates
Child characteristics
Estimated fetal weight was calculated using the formula by Hadlock et al (23). Information on sex, date of birth, gestational age, birth weight, and Apgar score 5 min after birth was obtained from midwives and hospital registries. Postnatal (4.7±0.9 weeks) height and weight was measured at the Community Health Centers and was expressed in age- and gender-adjusted SD scores using Dutch reference growth curves (20). Child’s ethnicity was based on parent’s country of birth and categorized into: Dutch (Netherlands), other Western (other European countries, United States, Canada, Australia, and Japan), Mediterranean (Turkey and Morocco), Caribbean (Dutch Antilles and Surinam), or other non-Western (Africa, Asia, non-Western America, and Cape Verde). (24) Children internalizing and externalizing problems at age 3 years were assessed with the Child Behavior Checklist (21).
Maternal characteristics
Maternal age, education, and parity was assessed with questionnaires at enrollment. Educational level was classified into high, intermediate, or low (24). History of tobacco smoking was obtained by questionnaires in early, mid-, and late pregnancy and was categorized into: “never smoked”, “stopped smoking when pregnancy was known,” and “continued smoking during pregnancy.” Maternal psychiatric symptoms during pregnancy were assessed using the Global Severity Index from the Dutch version of the Brief Symptom Inventory (25).
Statistical Analyses
We tested the associations of early brain growth, i.e., fetal and infant brain ultrasound measures of head and ventricular size with sleep duration using linear regression. To study the association between early brain growth and sleep problems up to 6 years of age, we used logistic and liner regression models for each time point separately, and general estimating equations to study sleep problems across the follow-up. General estimating equation models take the correlation of multiple measurements within one subject into account and yield an overall estimate of the association between early brain growth and repeatedly measured sleep problems. Moreover, they have an optimal use of available measurements by allowing for incomplete outcome data. The baseline models were adjusted for (gestational) age at ultrasound measurement, sex, and head circumference (in the ventricular size models). Based on previous literature or a >5% change in effect estimate of the predictor variable, the multivariable models were additionally adjusted for child’s ethnicity, gestational age and Apgar score at birth, maternal age, parity, educational level, smoking, and psychiatric symptoms during pregnancy. To test whether the associations were influenced by body size, we additionally adjusted the models for estimated fetal weight (prenatal models), or birth weight and infant height and weight (postnatal models). In a final step, we additionally adjusted the models for child’s behavioral problems (externalizing and internalizing problems scores in separate models), to test whether the observed associations were specific for sleep problems. In sensitivity analyses, we excluded children with <3 or >3 head circumference SD score in mid-pregnancy (n=34), late pregnancy (n=25), or postnatally (n=21). We also tested if ventricular enlargement influenced our results by excluding fetuses with atrial width >10 mm in mid-pregnancy (n=2) or late pregnancy (n=9), or neonates with lateral ventricular volume 3SD above the mean (n=10). Missing values on covariates (<10%) were imputed using multiple imputation to create 10 complete data sets. Statistical analyses were run in the 10 data sets and the results were pooled. For non-response analysis, several sociodemographic and maternal characteristics of children, who were lost to follow-up (n=2,086), were compared (χ2 test, t-test, or Mann–Whitney U-test) to those with available sleep data.
Results
The baseline characteristics of the children included in this study are shown in Table 1. Head circumference increased on average (SD) from 179 (14.3) mm to 286 (12.3) mm from mid- to late pregnancy, and further to 376 (13.7) mm at around 5 weeks after birth. The atrial width of the lateral ventricles decreased from 5.7 (1.2) mm in mid-pregnancy to 4.9 (1.7) mm in late pregnancy (Table 1). However, gestational age was not associated with the size of the ventricles within the third trimester (βgestational age, weeks=0.02, P value=0.954). The atrial width of the lateral ventricles in late pregnancy, however, was positively correlated with postnatal ventricular volume (Supplementary Table S2), which in turn increased further with postnatal age, i.e., older infants had a larger ventricular volume (βpostnatal age, weeks=0.39, P value<0.001). Correspondingly, the correlation between different time points of ventricular size assessments were weak (r=0.2) and decreased with time-lag (e.g., no correlation from mid-pregnancy to infancy). Average sleep duration (SD) decreased from 13.3 h (1.1) at 2 years of age to 12.6 h (1.3) at 3 years of age.
Brain Growth and Sleep Duration
The associations of prenatal and early postnatal brain growth with sleep duration are shown in Table 2. Head circumference was not associated with sleep duration in any of the models. In contrast, larger lateral ventricles in the third trimester of pregnancy and also in early infancy were related to longer sleep duration. Both associations reached statistical significance with sleep duration at 3 years of age, but not at 2 years of age. Per 1-SD larger atrial width of the lateral ventricle in late pregnancy, sleep duration at age 3 years of age was 0.06 h (95% confidence interval (CI): 0.02; 0.10) longer. Consistently, per 1-SD larger ventricular volume in infancy, sleep duration was 0.11 h (95% CI: 0.02;0.20) longer. Importantly, these associations were not influenced by children with ventricular enlargement at any of the measurement rounds, and were not explained by fetal and infant body size or co-occurring behavioral problems (data not shown).
Brain Growth and Repeated Measures of Sleep Problems
Table 3 shows the association between prenatal and early postnatal brain growth and sleep problems across 1.5–6 years of age. Fetuses with larger head circumference in mid-pregnancy were less likely to be “problematic sleepers” in early childhood, independent of child and maternal characteristics (OR: 0.94, 95% CI: 0.89;0.99). Measures of brain growth during late pregnancy were also associated with later sleep problems. These associations, however, were largely explained by maternal characteristics such as educational level, smoking, and psychopathology symptoms during pregnancy. Individual time-point analyses shown in Supplementary Tables S3 and S4 indicated that the observed longitudinal effects, were similar across the different ages of sleep assessment. However, larger head circumference in early infancy was associated with reduced risk of being a “problematic sleeper” at 3 years of age (odds ratio (OR): 0.89, 95% CI: 0.80; 0.99) and 6 years of age(OR: 0.88, 95% CI: 0.87; 0.99), but not at 1.5 years of age (Supplementary Table S3 and S4). Despite violation of linearity assumption, similar results were obtained when sleep disturbance scores were analyzed continuously (Supplementary Table S4 and S5), indicating that cutoff points did not influence our results. Again, the observed associations between smaller head circumference and higher dyssomnia symptoms were not explained by behavioral problems, head circumference at the lower or upper extremes, or fetal size.
Nonresponse Analysis
Mothers of children included in the study were on average 3 years older, more likely to be Dutch (32.6% vs. 57.9%, χ2 P value <0.001), more highly educated (19.5% vs. 47.8%, χ2 P-value<0.001), and had lower psychopathology scores during pregnancy (median score 0.43 vs 0.27, P<0.001), compared to those lost to follow-up. In addition, children included in the study had larger head circumference than those lost to follow-up in mid- (mean difference=0.18, P=0.001) and late pregnancy (mean difference=0.18, P<0.001).
Discussion
This study shows that prenatal and early postnatal ultrasonographic measures of brain development (i.e., head circumference and ventricular size) are related to sleep patterns across early childhood. Larger size of the ventricular system in late pregnancy and in early infancy were related to longer sleep duration at 3 years. In addition, larger head circumference in mid-pregnancy and early infancy was related to a reduced risk of being a “problematic sleeper” up to 6 years of age. The association between fetal brain measures in late pregnancy and later sleep problems was explained by maternal characteristics (e.g., mood disturbances during pregnancy). Albeit small, these effect estimates provide evidence for early neurodevelopmental origins of childhood sleep problems.
According to our knowledge this is the first study to explore prenatal brain growth as a determinant for later sleep patterns. Previous studies have reported that children born preterm have disturbed sleep patterns (9), which is compatible with the hypothesis that early neurodevelopment plays a role in the behavioral expression of sleep (4, 26). In addition, at least one longitudinal study has shown that adverse birth outcomes (e.g., low weight and/or length) are related to later sleep disturbances (6). Moreover, maternal psychopathology (8) and risky substance exposure during pregnancy (e.g., nicotine (6), alcohol (7), benzodiazepines (27)) have been related to short or disturbed sleep later in childhood.
Although the direct biological link between delayed neurodevelopment and disturbed sleep has not been established, sleep disturbances are highly prevalent among neurodevelopmental disorders, such as attention deficit hyperactivity disorder and autism (28, 29). Previous studies have also reported adverse prenatal brain development (e.g., smaller head circumference) among children with neurodevelopmental disorders (30, 31). However, whether differences in early brain development are also present in children with disturbed sleep patterns is not known. Nevertheless, maturational delays in the sleep EEG have been observed in very-preterm infants (<32 weeks of gestation) (32), in neonates with very-low birth weight (32, 33), and other perinatal complications (34). In addition, studies using fetal magnetography have shown that sleep-like behavioral states are tightly related to the neurodevelopmental stage of the fetus (35), and these states predict self-regulation in childhood and adolescence (4). This indicates that although the extrauterine environment influences sleep, maturation of sleep patterns is mainly a function of brain development.
In this study, we show that early markers of brain development are related to childhood sleep patterns, which tempts us to hypothesize that impaired neurodevelopment in prenatal or early postnatal life has a long-term effect on sleep regulation. Larger head circumference prenatally and in the first two postnatal months, indicating larger brain volumes, was related to a reduced risk of being a “problematic sleeper”. Similar to other studies (36), the size of the ventricular system of the fetus showed a nonlinear relation with gestational age, resulting in a slight decrease of the average atrial width from the second to the third trimester of pregnancy followed by an increase thereafter. Only the size of the ventricular system in late pregnancy correlated positively with ventricular volume in early infancy. Postnatal ventricular volume may indicate advanced neural maturation as suggested by the positive correlation with age. Shortly before and after birth, larger ventricles within the normal range predicted longer sleep duration at 3 years of age, which in turn is developmentally beneficial. Importantly, ventricular enlargement due to medical complications has to be distinguished from larger ventricular volumes due to longer gestation and brain maturation. Previous studies by our group (10) as well as MRI studies (37) showed that in the general population a larger ventricular size in infancy indicates more advanced growth of the cerebral hemispheres. In addition, the size of the ventricular system is positively related to beneficial developmental outcomes (10) (e.g., larger ventricles before and shortly after birth were related to less temperamental difficulties (11)). As children with behavioral problems often have both adverse prenatal neurodevelopment (16) and sleep problems, (17) it is important that the results we report were not explained by co-occurring internalizing or externalizing problems. This means that early brain development is likely to have a specific link to disturbed sleep patterns, independent of comorbid mental conditions.
The mechanisms that play a role in the relation between early brain growth and childhood sleep patterns could be in line with the developmental origins of health and disease hypothesis (38). The brain tissue is a main substrate of the physiological and behavioral regulation of sleep (e.g., fetal rapid eye movement is considered to be an indicator and a promotor of brain development (39)), thus adversities in early neurodevelopment are likely to be reflected in disturbed postnatal sleep patterns. Along these lines, short sleep duration and dyssomnia symptoms might reflect developmental problems (22) that start prenatally and extend into childhood (5). Indeed, longitudinal research on sleep architecture in children and adolescents has shown that slow wave sleep is a reliable marker of cortical development and maturation (5, 33, 40). Alternately, disturbances in the neuroendocrine properties of the fetal hypothalamic-pituitary-adrenal axis, which emerge towards the third trimester of pregnancy, could play a role in the relation between fetal brain growth and later sleep problems, including stress regulation, sleep, feeding, and emotion regulation (38).
Some methodological considerations need to be considered when interpreting our results. First, our results should not be generalized to clinical populations that have ventricular enlargement due to white matter damage or intraventricular hemorrhage. Second, the children included in our study had larger head circumference compared with those who were lost to follow-up, thus some selection bias could be present. Third, our study does not provide direct information about the growth trajectory of the nervous system. The postnatal measures were obtained only in an ethnically homogenous subsample, and the two-dimensional measures during pregnancy are not equivalent to the postnatal volumetric size of the ventricular system. Nevertheless, the atrial width of the lateral ventricle during pregnancy is predictive of the postnatal ventricular volume (10). Finally, maternal reports on children’s sleep duration might have introduced some measurement error in our sleep estimates; however, we expect any outcome misclassification to be random (e.g., independent of brain development). In addition, early brain development might also influence other aspects of sleep (e.g., sleep efficiency), which would not be captured by maternal reports of sleep problems. Future studies should include objective measures of sleep to replicate and corroborate our findings. There are also some important advantages of our study, such as the longitudinal design with repeated measures of brain development and sleep patterns in a large sample of children from the general population. Importantly, because prenatal brain growth is a rapid process, our prenatal measures were standardized based on gestational age using study-specific growth curves (19). In addition, we were able to take key confounding factors into account, such as maternal smoking and psychopathology during pregnancy.
Conclusion
Understanding the development of sleep might be critical to understanding its functions. Previous research has mainly focused on the neurodevelopmental consequences of early childhood sleep disturbances, whereas this study shows that variations in fetal and neonatal brain development might underlie childhood sleep patterns. As sleep patterns mature along with the central nervous system, behavioral expressions of sleep might reflect neurodevelopment. Repeated measures using different imaging modalities within short time windows should be used to further elucidate the early neurobiological basis of sleep in childhood.
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The general design of Generation R Study is made possible by financial support from the Erasmus Medical Center, Rotterdam; the Erasmus University Rotterdam, Rotterdam; ZonMw; the Netherlands Organization for Scientific Research; and the Ministry of Health, Welfare, and Sport, and is conducted by the Erasmus Medical Center in close collaboration with the School of Law and Faculty of Social Sciences of the Erasmus University Rotterdam, the Municipal Health Service Rotterdam area, the Rotterdam Homecare Foundation, and the Stichting Trombosedienst and Artsenlaboratorium Rijnmond (STAR-MDC), Rotterdam. The first phase of the Generation R Study was made possible by financial support from the Erasmus Medical Centre and The Netherlands Organization for Health Research and Development (Zon MW Geestkracht Program 10.000.1003 and VIDI Grant 017.106.370 to H.T.). ERAWEB scholarship grant financed by the European Commission was granted to D.K. (grant agreement 2013-2548/001-001-EMA-2).
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Kocevska, D., Verhoeff, M., Meinderts, S. et al. Prenatal and early postnatal measures of brain development and childhood sleep patterns. Pediatr Res 83, 760–766 (2018). https://doi.org/10.1038/pr.2017.318
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DOI: https://doi.org/10.1038/pr.2017.318
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