Marine fungi have been recognized as a new source for discovery of structurally fascinating and pharmaceutically useful secondary metabolites in recent years [1,2,3,4]. The deep-sea-derived fungi, which inhabit extreme environments, are a relatively untapped source because of the limitations of sampling and culturing technologies [5, 6]. Therefore, fewer investigations have been conducted on the secondary metabolites from marine-derived fungi living below 1000 m [6]. In our current study to search for novel bioactive secondary metabolites from deep-sea sediment-derived microorganisms [7,8,9], the fungus Penicillium granulatum MCCC 3A00475 was chosen for chemical investigation because its fermentation extract exhibited significant anti-allergic and antitumor effects. Previous bio-guided isolation had provided three anti-allergic diterpenoids [10]. A further investigation on the strain resulted in the isolation of 11 compounds (111) with cytotoxic activity (Fig. 1). This paper reports the isolation, structure elucidation, and cytotoxic activity of these compounds.

Fig. 1
figure 1

Chemical structures of 111 from Penicillium granulatum MCCC 3A00475

The fungus Penicillium granulatum MCCC 3A00475 was isolated from the deep-sea sediment at the depth of 2284 m. Its EtOAc extract of the fermented cultures was fractionated by column chromatography on Sephadex LH-20, silica gel, and ODS to yield a novel roquefortine alkaloid (1) and 10 known compounds (211). By comparison of the NMR data with those reported in the literature, 10 known compounds were identified as roquefortine C (2) [11], 16-hydroxyroquefortine C (3) [12], roquefortine F (4) [13], meleagrin (5) [14], isonuatigenin I (6) [15], penicisteroid A (7) [16], anicequol (8) [17], 24ε-ethylcholest-5-en-3β-ol (9) [18], ergosterol (10) [19], and 5α,8α-epidioxyergosta-6,22-dien-3β-ol (11) [20].

Compound 1 was obtained as a yellow powder. Its molecular formula was determined to be C22H21N5O2 on the basis of the HRESIMS at m/z 388.1765 [M+H]+ (calcd for C22H22N5O2, 388.1773), indicating 15 degrees of unsaturation. The 1H NMR spectrum exhibited signals characteristic of ortho-substituted benzene moiety (δH 6.66, d, J = 7.6 Hz, H-7; 7.04, t, J = 7.6 Hz, H-8; 6.67, t, J = 7.6 Hz, H-9; and 7.19, d, J = 7.6 Hz, H-10), as well as five olefinic protons (δH 5.94, dd, J = 17.2, 10.7 Hz, H-19; 6.42, s, H-11; 6.43, br s, H-12; 7.35, br s, H-17; and 7.73, br s, H-15), one exomethylene (δH 5.10, d, J = 17.2 Hz and 5.14, d, J = 10.7 Hz, H2-20), and two methyl singlets (δH 1.09 and 1.15). The 13C NMR spectrum showed 22 carbon signals including 17 sp2 carbons with six for one phenyl unit (δC 110.6, 119.4, 126.3, 129.8, 130.1, and 151.1), eight for four double bonds (δC 110.6, 114.5, 121.7, 125.0, 128.2, 133.7, 124.8, and 145.0), two for carbonyl carbons (δC 156.6 and 157.5), and one for nitrogen-bearing carbon (δC 137.9), in addition to 5 sp3 carbons comprising two quaternary carbons (δC 43.0 and 69.1), one nitrogen-bearing methine (δC 81.7), and two methyls (δC 22.8 and 22.9) (Table 1).

Table 1 1H (400 MHz) and 13C (100 MHz) NMR spectroscopic data for 1 in CD3OD

The HMBC correlations from H-10 to C-6a (δC 151.1)/C-10a (δC 130.1)/C-10b (δC 69.1) and from H-5a (δH 6.08) to C-6a/C-10a/C-10b, together with the COSY correlations of H-7/H-8/H-9/H-10 deduced the presence of an indoline moiety. The HMBC correlations from H3-21 (δH 1.09) and H3-22 (δH 1.15) to C-10b/C-18 (δC 43.0)/C-19 (δC 145.0), and COSY correlations between H-19 and H2-20 suggested the presence of an isoprenyl group on C-10b. The HMBC correlations from H-5a to C-10b, C-11 (δC 121.7), and C-11a (δC 134.8) confirmed the presence of a dihydropyrrole ring, while those from H-12 to C-3 (δC 125.0)/C-4 (δC 157.7)/C-13 (δC 128.2), from H-15 to C-13 and C-17 (δC 133.7), and from H-17 to C-12 (δC 110.6)/C-13/C-15 assigned a dehydrohistidine unit (Fig. 2). On the basis of the above evidence, the gross structure of 1 was established as 11,11a-dehydrogenated derivative of roquefortine C (2) [11].

Fig. 2
figure 2

Key COSY, HMBC and NOESY correlations of 1

The NOESY correlations from H-5a to H3-21 and H3-22 revealed the same orientation of H-5a and the isoprenyl group (Fig. 2). The absolute configuration of 1 was assigned by comparison of the calculated and experimental electronic circular dichroism (ECD) spectra. The model molecules of (5aS,10bR)-1 (1a) and its enantiomer (1b) were calculated by the time-dependent density functional theory (TD-DFT) method at the B3LYP/6-311G (d,p) level in MeOH with the IEFPCM model using the B3LYP/6-311G (d,p)-optimized geometries after systematic conformational searches by Confab program at the MMFF94 force field. The experimental ECD spectrum of 1 matched well with the calculated curve of 1a, indicating the absolute configuration of 1 to be 5aS and 10bR (Fig. 3). Therefore, the structure of 1 was elucidated to be 11(11a)-en-roquefortine C, and named roquefortine J.

Fig. 3
figure 3

Calculated and experimental ECD spectra of 1 in MeOH

All the isolated compounds were evaluated for their cytotoxic activities against HepG2 tumor cells using the MTT method [21]. Compound 1 showed weak growth inhibitory effect against HepG2 tumor cells with a IC50 value of 19.5 μM, while 5, 6, and 7 exhibited potent growth inhibitory effects with IC50 values of 7.0, 8.6, and 8.2 μM, respectively (Table 2), suggesting potential application of these compounds for further development as antitumor agents.

Table 2 Growth inhibitory effects of 1−11 against HepG2 tumor cells

The present work reports a novel roquefortine alkaloid, roquefortine J (1), from the deep-sea sediment-derived fungus Penicillium granulatum MCCC 3A00475, together with four known roquefortine alkaloids (25) and six known ergosterol analogues (611). Biogenetically, the roquefortine alkaloids were assembled by condensation of tryptophan and histidine, which was different to the previously reported diterpenoids from the same fungus [10], indicating this fungus has multiple biogenetic pathways to produce structurally diverse secondary metabolites. The absolute configuration of 1 was determined by the calculated ECD spectra. All compounds were evaluated for their cytotoxic activities against HepG2 tumor cells. Compounds 5, 6, and 7 exhibited potent inhibitory effects with IC50 values of 7.0, 8.6, and 8.2 μM, respectively, indicating their potential applications for further development as antitumor agents.

Roquefortine J (1): Yellow powder; [α]D26 + 2 (c 0.26, MeOH), [α]D23 −78 (c 0.28, CHCl3); UV (MeOH) λmax (log ε) 241 (3.48), 359 (3.75) nm; ECD (MeOH) λmaxε) 204 (−4.26), 213 (−33.40), 222 (−9.25), 240 (−59.30), 260 (−1.42), 289 (+4.78); 1H and 13C NMR data, see Table 1; HRESIMS m/z 388.1765 [M+H]+ (calcd for C22H22N5O2, 388.1773), 410.1586 [M+Na]+ (calcd for C22H21N5O2Na, 410.1593), 386.1619 [M−H] (calcd for C22H20N5O2, 386.1617), 422.1385 [M+Cl] (calcd for C22H21N5O2Cl, 422.1384).